David Milliken and Huw Jones
The UK's smallest lenders and units of foreign investment banks operating in the country will escape the Bank of England's stress tests, the central bank said on Wednesday, as the country seeks to boost competition in banking.
The BoE said it will focus on major banks which account for 80 percent of the country's lending, but left the door open to broaden the scope of its annual tests to include other financial firms such as asset managers.
"The United Kingdom needs banks that can weather shocks without cutting lending to the real economy," BoE Governor Mark Carney said.
British taxpayers had to plough billions of pounds to prop up RBS and Lloyds Banking Group after the 2008 financial crisis, and lending to firms and households took years to recover, slowing economic growth.
Stress tests are designed to check banks have enough reserves to cope with any future financial shock without impacting day-to-day business or having to call on taxpayers for help.
BoE Governor Mark Carney said the focus on the largest banks was intended to ensure the BoE's resources were focused on lenders which had the biggest effect on the economy. It will also come as a relief to new entrants.
"The Bank's decision to link stress testing expressly to the needs of the real economy will reassure business," the British Chambers of Commerce said.
Simon Hills, an executive director at the British Bankers' Association, welcomed the BoE's clarification of its future approach, but said banks should still be allowed to rely on their own risk modelling.
The BoE did its first sector-wide stress test last year, which looked at how a housing market crash would damage banks' reserves, prompting Royal Bank of Scotland to raise extra capital. The results of this year's test, which will focus on emerging market risks, is due on Dec. 1.
The BoE hopes that its approach will encourage banks to lend more prudently, so that they find it easier to pass the stress test.
From next year each bank will be given an individual pass mark for the amount of capital it needs to hold at the end of the test, as opposed to the common hurdle in the tests so far.
This year all banks will have to show they still have a core capital buffer of 4.5 percent at the end of the test, but this hurdle is set to be around six percent next year.
Introducing different pass marks will make comparisons between lenders difficult, and the continued lag in publishing test results was disappointing, said Steven Hall, a banking partner at KPMG consultancy.
The BoE said it did not think there would be much benefit to conducting extensive probes of the British units of foreign investment banks, as their financial health depended on their parent companies, which the BoE cannot regulate.
Only banks with more than 50 billion pounds ($77 billion) of retail deposits will be covered by the stress tests, which includes RBS, Lloyds, HSBC, Santander UK, Standard Chartered and Nationwide Building Society .
Every two years, the BoE will hold a separate stress test to look at structural risks, which could include banks' exposure to currency pegs or industry-wide changes.
Stress tests for the 50 percent of Britain's financial sector which is not made up of banks are also on the agenda, though there is no precise timetable.
The BoE said the model it applied to banks would often not be appropriate. Many of the risks in non-banks are sector-wide, for example, if a number of mutual funds tried to exit a single asset category at once.
Why are you making commenting on The Herald only available to subscribers?
It should have been a safe space for informed debate, somewhere for readers to discuss issues around the biggest stories of the day, but all too often the below the line comments on most websites have become bogged down by off-topic discussions and abuse.
heraldscotland.com is tackling this problem by allowing only subscribers to comment.
We are doing this to improve the experience for our loyal readers and we believe it will reduce the ability of trolls and troublemakers, who occasionally find their way onto our site, to abuse our journalists and readers. We also hope it will help the comments section fulfil its promise as a part of Scotland's conversation with itself.
We are lucky at The Herald. We are read by an informed, educated readership who can add their knowledge and insights to our stories.
That is invaluable.
We are making the subscriber-only change to support our valued readers, who tell us they don't want the site cluttered up with irrelevant comments, untruths and abuse.
In the past, the journalist’s job was to collect and distribute information to the audience. Technology means that readers can shape a discussion. We look forward to hearing from you on heraldscotland.com
Comments & Moderation
Readers’ comments: You are personally liable for the content of any comments you upload to this website, so please act responsibly. We do not pre-moderate or monitor readers’ comments appearing on our websites, but we do post-moderate in response to complaints we receive or otherwise when a potential problem comes to our attention. You can make a complaint by using the ‘report this post’ link . We may then apply our discretion under the user terms to amend or delete comments.
Post moderation is undertaken full-time 9am-6pm on weekdays, and on a part-time basis outwith those hours.
Read the rules here